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class=\"wp-block-heading\"><strong>03 \u4e2a\u80a1\u9664\u724c\u98ce\u9669<\/strong><\/h3>\n\n\n\n<p>\u4e0d\u540c\u4e8eETF\u7684\u4e3b\u52a8\u505c\u724c\uff0c\u67d0\u4e9b\u7eb3\u65af\u8fbe\u514b\u4e0a\u5e02\u516c\u53f8\u56e0\u8fdd\u53cd\u4ea4\u6613\u89c4\u5219\uff0c\u53ef\u80fd\u4f1a\u9762\u4e34\u9664\u724c\u7684\u98ce\u9669\u3002\u4f8b\u5982\uff0c\u6570\u5b57\u52a0\u5bc6\u8d27\u5e01X\u79d1\u6280\u516c\u53f8\uff08NASDAQ\uff1aDCX\uff09\u7531\u4e8e\u5176\u80a1\u4ef7\u957f\u671f\u4f4e\u4e8e1\u7f8e\u5143\uff0c\u89e6\u53d1\u4e86Nasdaq\u7684\u9664\u724c\u7a0b\u5e8f\u3002<\/p>\n\n\n\n<p>\u5982\u679c\u4e2a\u80a1\u6301\u7eed\u4e0d\u7b26\u5408\u7eb3\u65af\u8fbe\u514b\u7684\u4ea4\u6613\u6807\u51c6\uff0c\u4fbf\u53ef\u80fd\u9762\u4e34\u505c\u724c\u76f4\u81f3\u9664\u724c\u7684\u60c5\u51b5\u3002\u6295\u8d44\u8005\u9700\u8981\u7279\u522b\u5173\u6ce8\u81ea\u5df1\u6301\u4ed3\u80a1\u7968\u7684\u5408\u89c4\u60c5\u51b5\uff0c\u4ee5\u89c4\u907f\u6f5c\u5728\u7684\u505c\u724c\u98ce\u9669\u3002<\/p>\n\n\n\n<h3 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class=\"wp-block-list\">\n<li><strong>Halt<\/strong>\uff1a\u6307\u7684\u662f\u7531\u4ea4\u6613\u6240\u53d1\u8d77\u7684\u505c\u724c\u3002\u8fd9\u901a\u5e38\u610f\u5473\u7740\u67d0\u53ea\u80a1\u7968\u6216ETF\u56e0\u4e3a\u5e02\u573a\u5f02\u5e38\u3001\u91cd\u5927\u65b0\u95fb\u6216\u5176\u4ed6\u4e0d\u786e\u5b9a\u56e0\u7d20\u9700\u8981\u6682\u505c\u4ea4\u6613\u3002<\/li>\n\n\n\n<li><strong>LULD<\/strong>\uff08Limit Up-Limit Down\uff09\uff1a\u8fd9\u4e00\u673a\u5236\u7528\u4e8e\u9632\u6b62\u80a1\u7968\u4ef7\u683c\u5728\u77ed\u65f6\u95f4\u5185\u5267\u70c8\u6ce2\u52a8\u3002\u5f53\u80a1\u7968\u4ef7\u683c\u8fbe\u5230\u7279\u5b9a\u7684\u6da8\u8dcc\u5e45\u9650\u5236\u65f6\uff0c\u4ea4\u6613\u4f1a\u6682\u505c\u4e00\u6bb5\u65f6\u95f4\u3002\u8fd9\u662f\u4e3a\u4e86\u9632\u6b62\u5e02\u573a\u8fc7\u5ea6\u6ce2\u52a8\uff0c\u4fdd\u62a4\u6295\u8d44\u8005\u3002<\/li>\n\n\n\n<li><strong>SSR<\/strong>\uff08Short Sale Restriction\uff09\uff1a\u8be5\u4ee3\u7801\u8868\u793a\u7eb3\u65af\u8fbe\u514b\u5c06\u5bf9\u67d0\u53ea\u80a1\u7968\u7684\u5356\u7a7a\u884c\u4e3a\u65bd\u52a0\u9650\u5236\u3002\u901a\u5e38\uff0c\u8fd9\u79cd\u9650\u5236\u53d1\u751f\u5728\u80a1\u7968\u7684\u4ef7\u683c\u5927\u5e45\u6ce2\u52a8\u65f6\uff0c\u4ee5\u51cf\u5c11\u5356\u7a7a\u9020\u6210\u7684\u989d\u5916\u4e0b\u884c\u538b\u529b\u3002<\/li>\n\n\n\n<li><strong>Filing<\/strong>\uff1a\u5f53\u4e0a\u5e02\u516c\u53f8\u56e0\u672a\u53ca\u65f6\u63d0\u4ea4\u8d22\u52a1\u62a5\u544a\u6216\u62ab\u9732\u91cd\u8981\u4fe1\u606f\u65f6\uff0c\u4ea4\u6613\u6240\u53ef\u80fd\u4f1a\u6839\u636e\u89c4\u5b9a\u6682\u505c\u5176\u80a1\u7968\u4ea4\u6613\uff0c\u76f4\u81f3\u5176\u5c65\u884c\u62a5\u544a\u4e49\u52a1\u3002<\/li>\n\n\n\n<li><strong>Delisting<\/strong>\uff1a\u5982\u679c\u4e00\u5bb6\u516c\u53f8\u7684\u80a1\u7968\u672a\u80fd\u6ee1\u8db3\u7eb3\u65af\u8fbe\u514b\u7684\u4ea4\u6613\u8981\u6c42\uff0c\u53ef\u80fd\u4f1a\u88ab\u9664\u724c\uff08Delisted\uff09\u3002\u8fd9\u610f\u5473\u7740\u8be5\u80a1\u7968\u5c06\u4e0d\u518d\u5728\u7eb3\u65af\u8fbe\u514b\u5e02\u573a\u4e0a\u4ea4\u6613\u3002<\/li>\n\n\n\n<li><strong>Reinstatement<\/strong>\uff1a\u6307\u7684\u662f\u67d0\u53ea\u80a1\u7968\u6216ETF\u5728\u505c\u724c\u540e\uff0c\u6ee1\u8db3\u4e86\u4ea4\u6613\u6240\u7684\u8981\u6c42\uff0c\u6062\u590d\u4ea4\u6613\u3002\u8fd9\u901a\u5e38\u4f34\u968f\u7740\u516c\u53f8\u5ba3\u5e03\u5df2\u89e3\u51b3\u505c\u724c\u539f\u56e0\u3002<\/li>\n<\/ul>\n\n\n\n<p>\u8fd9\u4e9b\u7f29\u5199\u4ee3\u7801\u5e2e\u52a9\u6295\u8d44\u8005\u6e05\u6670\u7406\u89e3\u5e02\u573a\u516c\u544a\u548c\u505c\u724c\u4e8b\u4ef6\uff0c\u4e5f\u5e2e\u52a9\u4ea4\u6613\u6240\u89c4\u8303\u505c\u724c\u7a0b\u5e8f\uff0c\u63d0\u5347\u5e02\u573a\u900f\u660e\u5ea6\u3002<\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u5728\u7eb3\u65af\u8fbe\u514b\uff08Nasdaq\uff09\u5e02\u573a\uff0c\u505c\u724c\u4e8b\u4ef6\u65e0\u8bba\u662f\u4e2a\u80a1\u8fd8\u662fETF\uff0c\u90fd\u662f\u6295\u8d44\u8005\u5173\u6ce8\u7684\u7126\u70b9\u3002\u6700\u8fd1\uff0c\u4e00\u7b14\u6ea2\u4ef7\u8d85\u8fc720%\u7684&#8230;<\/p>\n","protected":false},"author":5,"featured_media":10650,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[8],"tags":[],"class_list":["post-10648","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-tick-data-wiki"],"acf":[],"_links":{"self":[{"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/posts\/10648","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/users\/5"}],"replies":[{"embeddable":true,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/comments?post=10648"}],"version-history":[{"count":3,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/posts\/10648\/revisions"}],"predecessor-version":[{"id":10662,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/posts\/10648\/revisions\/10662"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/media\/10650"}],"wp:attachment":[{"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/media?parent=10648"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/categories?post=10648"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blog.alltick.co\/zh-CN\/wp-json\/wp\/v2\/tags?post=10648"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}